Joseph L. Winn

TSG CAPITAL ADVISORS

Ronkonkoma, NY 11779

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CRD#: 6518883

Professional summary

Joseph Lampher Winn is a registered financial professional currently at TSG CAPITAL ADVISORS located in Ronkonkoma, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2015. Joseph has worked at 8 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Lampher Winn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

TSG CAPITAL ADVISORS

Office #1: 3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779

CRD#: 147509

Ronkonkoma, NY

Past

December 7, 2022 - January 3, 2025

DEMATTEO RESEARCH LLC

CRD#: 43741

NEW YORK, NY

Past

November 22, 2021 - September 30, 2022

ROSENBLATT SECURITIES INC.

CRD#: 18377

NEW YORK, NY

Past

September 14, 2018 - September 30, 2021

ALPS DISTRIBUTORS, INC.

CRD#: 16853

NEW YORK, NY

Past

July 7, 2017 - August 20, 2018

WEDBUSH SECURITIES INC.

CRD#: 877

New York, NY

Past

November 14, 2016 - July 26, 2017

INSTINET, LLC

CRD#: 7897

NEW YORK, NY

Past

June 6, 2016 - November 14, 2016

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

August 18, 2015 - February 16, 2016

B. RILEY SECURITIES, INC.

CRD#: 25027

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/1/2025)

California
(9/17/2025)

Florida
(10/10/2025)

Georgia
(10/16/2025)

Massachusetts
(9/10/2025)

Michigan
(10/15/2025)

New York
(9/5/2025)

Pennsylvania
(10/10/2025)

Exams

State Security Law Exam

Series 63

Date: 12/9/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 7/13/2016

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 11/17/2015

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/18/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TSG CAPITAL ADVISORS

BRIGHTCHOICE FINANCIAL, LLC | TSG CAPITAL ADVISORS

CRD#: 147509 / SEC#: , 8-67910

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779

Mailing Address

3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779

Phone number

(631) 201-2483

Established

Tennessee since 01/10/2007

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JLLA HOLDINGS, LLC	OWNER/MEMBER
TORRILLO, DON L	PRESIDENT/CEO/MANAGING MEMBER	2789918
DIAMOS, ANTHONY SOLON	FINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	4872899
MEGENITY, BRIAN MCDONALD	CHIEF COMPLIANCE OFFICER	2889637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph L. Winn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Lampher Winn's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEMATTEO RESEARCH LLC

ROSENBLATT SECURITIES INC.

ALPS DISTRIBUTORS, INC.

WEDBUSH SECURITIES INC.

INSTINET, LLC

NOMURA SECURITIES INTERNATIONAL, INC.

B. RILEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/2015

SIE

Date: 10/1/2018

Series 86

Date: 7/13/2016

Series 87

Date: 11/17/2015

Series 7

Date: 8/18/2015

FINRA

Current Firm

TSG CAPITAL ADVISORS

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TSG CAPITAL ADVISORS

TRUST BUT VERIFY

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