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ANDREW PAUL DEFILIPPIS

ANDREW P. DEFILIPPIS

Some features on this profile are disabled
CRD#: 6518817
ANDREW PAUL DEFILIPPIS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

ANDREW PAUL DEFILIPPIS, who also goes by Andrew Paul Defilippis, was a registered financial professional .

ANDREW is a previously registered financial professional and started their career in finance in 2015. ANDREW had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew Paul Defilippis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 18, 2025 - April 13, 2026

EVERGREEN WEALTH ADVISORS

RIA
CRD#: 326535
Wayne, NJ
Past

October 15, 2019 - April 29, 2025

FISHER INVESTMENTS

RIA
CRD#: 107342
Wayne, NJ
Past

September 9, 2015 - September 10, 2019

EDWARD JONES

RIA
CRD#: 250
POMPTON PLAINS, NJ
Past

August 17, 2015 - September 10, 2019

EDWARD JONES

BD
CRD#: 250
POMPTON PLAINS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EVERGREEN WEALTH ADVISORS
EVERGREEN MONEY ADVISORS | EVERGREEN WEALTH ADVISORS

CRD#: 326535 / SEC#: 801-129001

RIA
Registered Investment Advisory firm - (11/8/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/4/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/2015
General Securities Representative Examination

Current Firm

EW
EVERGREEN WEALTH ADVISORS
EVERGREEN MONEY ADVISORS | EVERGREEN WEALTH ADVISORS

CRD#: 326535 / SEC#: 801-129001

RIA
Registered Investment Advisory firm - (11/8/2023 Approved)
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Contact information

Main Address
305 Church At North Hills Street Floor 12, Suite 1250, Raleigh, NC 27609
Mailing Address
5540 Centerview Dr. Ste 204 #48153, Raleigh, NC 27606-8012
Phone number
(888) 884-0557
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EVERGREEN WEALTH ADVISORS - PART 2A OF FORM ADV WRAP BROCHURE (12/17/2025)

Regulatory assets under management

Total Number of Accounts779
AUM (Assets Under Management)$ 107,622,368

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026
Cover Page
Report
10/23/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EVERGREEN WEALTH ADVISORS

Regional Vice PresidentCRD#: 326535

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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