Raymond W. Demott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond William Demott, who also goes by Ray Demott, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1965. Raymond had worked at 10 firms and has passed the Series 63, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 1992 - March 25, 1997
JRL CAPITAL CORPORATION
November 27, 1991 - June 9, 1992
WEALTH RESOURCE CAPITAL CORPORATION
April 16, 1991 - August 20, 1991
BURNETT, GREY & CO., INC.
August 29, 1989 - February 22, 1991
TITAN/VALUE EQUITIES GROUP, INC.
July 21, 1986 - April 10, 1989
RICHEY FINANCIAL GROUP, INC.
February 10, 1986 - May 19, 1989
VANGUARD FINANCIAL GROUP, INC.
July 7, 1983 - March 14, 1986
COAST FINANCIAL ADVISORS, INC.
May 27, 1981 - December 5, 1983
LPL FINANCIAL LLC
November 16, 1979 - June 22, 1981
PWCG BROKERAGE, INC.
June 15, 1965 - June 8, 1975
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/14/1965
Registered Representative ExaminationCurrent Firm
JRL CAPITAL CORPORATION
CRD#: 10225 / SEC#: , 8-26657
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JRL CAPITAL MANAGEMENT GROUP | PARENT COMPANY | |
| LAW, LARRY RICHARD | PRESIDENT, CEO, DIRECTOR, CCO | 1273118 |
Disclosures
| Regulatory Event | 2 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
