SM
Sonia M. Miklic
FENIX SECURITIES
Ciudad de Buenos Aires, 1107
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CRD#: 6518772
SM
Professional summary
Sonia Maria Miklic is a registered financial professional currently at FENIX SECURITIES, LLC .
Sonia is registered as a RR (Registered Representative) and started their career in finance in 2017. Sonia has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sonia Maria Miklic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2017 - Present
FENIX SECURITIES, LLC
Office #1: Juana Manso 555 5 Floor D, Ciudad De Buenos Aires 1107BD
CRD#: 159481
Ciudad de Buenos Aires,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 1/23/2025
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FENIX SECURITIES, LLC
FENIX SECURITIES, LLC
CRD#: 159481 / SEC#: , 8-68988
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One World Trade Center 85th Floor, New York, NY, 10007
Mailing Address
One World Trade Center 85th Floor, New York, NY, 10007
Phone number
(212) 220-7444
Established
Delaware since 06/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (10 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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