CC
Conner S. Capps
TRANSCE3ND LLC
Kirkwood, MO 63122
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CRD#: 6518678
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Professional summary
Conner Steven Capps, who also goes by Conner Steven Capps Mr., is a registered financial advisor currently at TRANSCE3ND LLC located in Kirkwood, Missouri and MADISON AVENUE SECURITIES, LLC located in Kirkwood, Missouri.
Conner is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Conner has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Conner Steven Capps Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) E3 CONSULTANTS GROUP POS: Financial Advisor NATURE: Provide clients with access to life ins, fixed insurance thru various companies. INV RELATED: No # OF HRS: 20 SEC TRADING HOURS: 20 START DATE: 06/24/2015 ADDRS: 906 S. Kirkwood Rd, Kirkwood, MO 63122 DESCR: Provide clients with life ins illustrations & products & ensure that the product appropriate in the client's financial picture. 2) SCC RENTALS, LLC POSITION: Partner/Owner NATURE: My father and I will be purchasing buy and hold rental properties for the purpose of steady, passive cash flow in the Springfield and St. Louis, Missouri area. Currently we do not have any properties but will be purchasing within the next 6 months. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2018 ADDRESS: 2378 W Darby, Springfield MO 65810, United States DESCRIPTION: I will help to find the properties, invest the capital, discover the financing, and help my father repair anything we can handle on the properties. If necessary, I will help in the sale of the properties if for some reason we get rid of one. I will help manage the business checking account. 3) CAPPS CAPITAL LLC Position: Owner: Nature S Corp LLC for business income. Start date 05/2022. 4.) MADISON AVENUE SECURITIES: YES INVESTMENT RELATED; 13500 EVENING CREEK DRIVE N SUITE 555, SAN DIEGO CA 92128; SECURITIES SALES; REGISTERED REPRESENTATIVE; START DATE 07/2022; 5.) TRANSCE3ND POSITION: Investment Adviser Representative: Investment Related: Yes; NATURE: Registered Investment Adviser firm. INV RELATED: No # OF HRS: 40 SEC TRADING HOURS: 40 START DATE: 10/2022: ADDRESS: 835 Main Street, Building #2, Buda, TX 78610: DUTIES: Private Wealth Advisor 6.) NAME: C2 RENTALS; ADDRESSS: 7054 DALE AVENUE, ST LOUIS MO 63117; INVESTMENT RELATED: NO; POSITION: OWNER; DUTIES: OWNER OF RENTAL PROPERTIE; HOURS PER WEEK: 0-5 HRS PER WEEK; START DATE: 11/1/2023 7.) Name: e3 Consultants Group; Address: 906 S. Kirkwood Rd, Kirkwood, MO 63122; Investment Related: Yes; Position: Private Wealth Advisor for Life Insurance; Duties: Advisor on the Life Insurance Policies; Hours Per Week: 5-10 Hours; Start Date: 07/24/2017 8.) Name: e3 Wealth; Address: 906 S. Kirkwood Rd, Kirkwood, MO 63122; Investment Related: Yes; Position: Private Wealth Advisor; Duties: Advisor; Hours Per Week: 30-40 Hours; Start Date: 07/24/2017
CRS (Client Relationship Summary) - RIA
Click below to view Conner Steven Capps's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2022 - Present
TRANSCE3ND LLC
Office #1: 906 South Kirkwood Rd, Kirkwood, MO 63122RIA
CRD#: 317745
Kirkwood, MO
Current
July 31, 2022 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 906 S. Kirkwood Rd, Kirkwood, Kirkwood, MO 63122RIA
BD
CRD#: 23224
Kirkwood, MO
Past
July 29, 2022 - January 18, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Kirkwood, MO
Past
July 7, 2017 - August 1, 2022
KALOS MANAGEMENT
RIA
CRD#: 133025
Sunset Hills, MO
Past
July 7, 2017 - August 1, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
Kirkwood, MO
Past
January 21, 2016 - July 10, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
ST. LOUIS, MO
Past
September 10, 2015 - July 10, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/31/2022)
RR
Arkansas(8/31/2022)
RR
California(7/31/2022)
RR
Colorado(7/31/2022)
RR
Connecticut(8/31/2022)
RR
Florida(7/31/2022)
RR
Georgia(10/6/2023)
RR
Illinois(7/31/2022)
RR
Iowa(1/31/2024)
RR
Kansas(7/31/2022)
RR
Louisiana(7/31/2022)
RR
Maryland(7/31/2022)
RR
Massachusetts(7/31/2022)
RR
Michigan(10/28/2025)
RR
Minnesota(7/31/2022)
RR
Missouri(7/31/2022)
IAR
Missouri(10/17/2022)
RR
New Hampshire(7/31/2022)
RR
New Jersey(9/27/2022)
RR
New York(10/28/2022)
RR
Ohio(8/1/2022)
RR
Pennsylvania(7/31/2022)
RR
Texas(7/31/2022)
IAR
Texas(10/17/2022)
RR
Virginia(7/31/2022)
RR
Washington(7/31/2022)
RR
Wyoming(8/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSCE3ND LLC
CRD#: 317745Kirkwood, MO 63122TRUST BUT VERIFY
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