Divine J. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Divine Jamea Cook, who also goes by Divine Cook, Divine Jamea Marsh, was a registered financial professional .
Divine is a previously registered financial professional and started their career in finance in 2015. Divine had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2020 - February 24, 2023
THE PACIFIC FINANCIAL GROUP, INC.
November 2, 2017 - June 29, 2020
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
December 15, 2016 - June 12, 2020
LPL FINANCIAL LLC
July 11, 2016 - October 10, 2016
KEY INVESTMENT SERVICES LLC
October 21, 2015 - June 7, 2016
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
THE PACIFIC FINANCIAL GROUP, INC.
CRD#: 105203 / SEC#: 801-18151
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/20/2024
General Securities Representative ExaminationSeries 6TO
Date: 6/20/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
THE PACIFIC FINANCIAL GROUP, INC.
CRD#: 105203 / SEC#: 801-18151
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,959 |
| AUM (Assets Under Management) | $ 4,111,414,788 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
