James W. Margraf

LATOUR ASSET MANAGEMENT LLC

Springfield, MO 65807

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CRD#: 6517554

Professional summary

James Ward Margraf, who also goes by Jim Margraf, is a registered financial advisor currently at LATOUR ASSET MANAGEMENT LLC located in Springfield, Missouri.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. James has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Margraf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LaTour Advisory Group, Inc.; investment related; Springfield, MO; Insurance; Insurance Agent; Start: 08/2016; 150 hours/month; Insurance sales. 2) Lacobos Group, LLC; investment related; holding company for commission payouts; Owner; Start 06/2018; 1 hr/mo; 0 hr/mo during trading; shell company that received payouts for tax purposes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ward Margraf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2016 - Present

LATOUR ASSET MANAGEMENT LLC

Office #1: 2627 W. Republic Road Suite A 112, Springfield, MO 65807

RIA

CRD#: 172461

Springfield, MO

Past

August 22, 2016 - December 1, 2023

CENTER STREET SECURITIES, INC.

CRD#: 26898

SPRINGFIELD, MO

Past

July 1, 2015 - August 4, 2016

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

FORT WASHINGTON, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(5/11/2021)

IAR

Missouri
(8/24/2016)

IAR

Texas
(11/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/8/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/29/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2016

General Securities Representative Examination

Current Firm

LATOUR ASSET MANAGEMENT LLC

CRD#: 172461 / SEC#:

Alaska

Registered Investment Advisory firm - (4/26/2022 Approved)

Arkansas

Registered Investment Advisory firm - (8/26/2015 Approved)

Missouri

Registered Investment Advisory firm - (9/10/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/26/2019 Terminated)

Texas

Registered Investment Advisory firm - (11/9/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2627 W. Republic Road Suite A 112, Springfield, MO 65807

Mailing Address

Phone number

(417) 886-5724

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James W. Margraf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ward Margraf's CRS (Customer Relationship Summary).

Certified licenses

Experience

LATOUR ASSET MANAGEMENT LLC

CENTER STREET SECURITIES, INC.

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/2017

Series 65

Date: 5/29/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2016

Current Firm

LATOUR ASSET MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

LATOUR ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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