James Ward Margraf
Professional Summary
James Ward Margraf, who also goes by Jim Margraf, is a registered financial advisor currently at LATOUR ASSET MANAGEMENT LLC located in Springfield, Missouri. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. James has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Margraf
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PFS INVESTMENTS INC.
Videos & Posts
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PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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PFS INVESTMENTS INC.
Years of Experience
11 years in the financial services industry
Current & Past Employments
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PFS INVESTMENTS INC.
Current Firm
LATOUR ASSET MANAGEMENT LLC
Contact Information
Main Address
2627 W. Republic Road Suite A 112, Springfield, MO 65807Phone Number
(417) 886-5724# of Employees
4Documents
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PFS INVESTMENTS INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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PFS INVESTMENTS INC.
State Registrations and Notice Filings
(5/11/2021)
(8/24/2016)
(11/9/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - RIA
Click below to view James Ward Margraf's CRS (Customer Relationship Summary).
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PFS INVESTMENTS INC.
