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DL

Daniel Lee

QUANTIFY FUNDS
SACRAMENTO, CA
Some features on this profile are disabled
CRD#: 6517306
DL

Professional summary

Daniel Lee, who also goes by Dan Lee, is a registered financial advisor currently at QUANTIFY FUNDS located in Sacramento, California and FORESIDE FUND SERVICES, LLC located in Milwaukee, Wisconsin.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Daniel has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dan Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Tidal ETF Services, LLC/Toroso Investments; Investment-related; Brooklyn, NY; Investment Advisor; COO; Start 02/13/2023; Set strategic direction and business plan, Manage investment team, Ensure compliance with regulations, Develop marketing materials; 160 hours per month; 150 hours during securities trading hours 2) Quantify Chaos Advisors, LLC DBA Quantify Funds; Investment Related; Brooklyn, NY; 60 hours per month; Start date 7/2023; Registered Investment Advisor; COO; COO with subadvisor for ETF

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 19, 2023 - Present

QUANTIFY FUNDS

RIA
CRD#: 328864
SACRAMENTO, CA
Current

June 28, 2023 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 234 West Florida Street Suite 203, Milwaukee, WI 53204
BD
CRD#: 46106
Milwaukee, WI
Past

January 2, 2021 - July 7, 2021

VIRTU AMERICAS LLC

BD
CRD#: 149823
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QF
QUANTIFY FUNDS
QUANTIFY CHAOS ADVISORS, LLC | QUANTIFY FUNDS

CRD#: 328864 / SEC#: 801-129075

RIA
Registered Investment Advisory firm - (11/16/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/3/2023)
IAR
California
(11/19/2023)
IAR
New York
(12/3/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/28/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/11/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

QF
QUANTIFY FUNDS
QUANTIFY CHAOS ADVISORS, LLC | QUANTIFY FUNDS

CRD#: 328864 / SEC#: 801-129075

RIA
Registered Investment Advisory firm - (11/16/2023 Approved)
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Contact information

Main Address
Brooklyn, NY
Mailing Address
Phone number
(917) 696-6359
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts18
AUM (Assets Under Management)$ 56,671,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUANTIFY FUNDS

CRD#: 328864Sacramento, CA

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