AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DS

Dylan Schwaber

JANSSEN PARTNERS
FAIRFIELD, IA
·CRD# 6517146·9 years experience

Professional Summary

Dylan Schwaber, who also goes by Dylan Michael Schwaber, is a registered financial advisor currently at JANSSEN PARTNERS, INC. located in Fairfield, Iowa. Dylan is registered as a RR (Registered Representative) and started their career in finance in 2017. Dylan has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dylan Michael Schwaber

Blog Corner

Similar Advisors

AH
Anthony Christopher Hicks

TRANSAMERICA FINANCIAL ADVISORS, LLC

CARSON, CA · CRD#
View profile
CW
Cheryl Williams

NYLIFE SECURITIES LLC

VIENNA, VA · CRD#
Allen R Canete
Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

AH
Anthony Christopher Hicks

TRANSAMERICA FINANCIAL ADVISORS, LLC

CARSON, CA · CRD#
CW
Cheryl Williams

NYLIFE SECURITIES LLC

VIENNA, VA · CRD#
Blake David Flanders
Blake David Flanders

MOMENTUM WEALTH PLANNING

ESTERO, FL · CRD#
Allen R Canete
Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

AH
Anthony Christopher Hicks

TRANSAMERICA FINANCIAL ADVISORS, LLC

CARSON, CA · CRD#
CW
Cheryl Williams

NYLIFE SECURITIES LLC

VIENNA, VA · CRD#
Blake David Flanders
Blake David Flanders

MOMENTUM WEALTH PLANNING

ESTERO, FL · CRD#
Allen R Canete
Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

AH
Anthony Christopher Hicks

TRANSAMERICA FINANCIAL ADVISORS, LLC

CARSON, CA · CRD#
CW
Cheryl Williams

NYLIFE SECURITIES LLC

VIENNA, VA · CRD#
Blake David Flanders
Blake David Flanders

MOMENTUM WEALTH PLANNING

ESTERO, FL · CRD#
Allen R Canete
Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Years of Experience

9 years in the financial services industry

Current & Past Employments

JANSSEN PARTNERS, INC.·CRD# 43940
BD
1010 North B Street, Fairfield, IA 52556
April 2, 2026 - Present
BETTERMENT·CRD# 149117
RIA
New York, NY
November 19, 2021 - March 27, 2026
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Melville, NY
October 20, 2017 - September 2, 2020
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Melville, NY
September 26, 2017 - September 2, 2020

Similar Advisors

AH
Anthony Christopher Hicks

TRANSAMERICA FINANCIAL ADVISORS, LLC

CARSON, CA · CRD#
CW
Cheryl Williams

NYLIFE SECURITIES LLC

VIENNA, VA · CRD#
Blake David Flanders
Blake David Flanders

MOMENTUM WEALTH PLANNING

ESTERO, FL · CRD#
Allen R Canete
Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Current Firm

JP
JANSSEN PARTNERS, INC.

JANSSEN INVESTMENTS, INC. | JANSSEN PARTNERS, INC.

CRD#: 43940 / SEC#: 8-50485
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1010 North B Street, Fairfield, IA 52556

Mailing Address

1010 North B Street, Fairfield, IA 52556

Phone Number

(641) 451-9063

Established

Delaware since 08/29/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JANSSEN, PETER WILLIAMPRESIDENT/CCO/AMLCO/SERIES241041680
BURNAT, ROBERT MARKFINOP1262266

Disclosures

Regulatory Event

1

Similar Advisors

AH
Anthony Christopher Hicks

TRANSAMERICA FINANCIAL ADVISORS, LLC

CARSON, CA · CRD#
CW
Cheryl Williams

NYLIFE SECURITIES LLC

VIENNA, VA · CRD#
Blake David Flanders
Blake David Flanders

MOMENTUM WEALTH PLANNING

ESTERO, FL · CRD#
Allen R Canete
Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

AH
Anthony Christopher Hicks

TRANSAMERICA FINANCIAL ADVISORS, LLC

CARSON, CA · CRD#
CW
Cheryl Williams

NYLIFE SECURITIES LLC

VIENNA, VA · CRD#
Blake David Flanders
Blake David Flanders

MOMENTUM WEALTH PLANNING

ESTERO, FL · CRD#
Allen R Canete
Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2017About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2026About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2017About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

AH
Anthony Christopher Hicks

TRANSAMERICA FINANCIAL ADVISORS, LLC

CARSON, CA · CRD#
CW
Cheryl Williams

NYLIFE SECURITIES LLC

VIENNA, VA · CRD#
Blake David Flanders
Blake David Flanders

MOMENTUM WEALTH PLANNING

ESTERO, FL · CRD#
Allen R Canete
Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Dylan Schwaber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

AH
Anthony Christopher Hicks

TRANSAMERICA FINANCIAL ADVISORS, LLC

CARSON, CA · CRD#
CW
Cheryl Williams

NYLIFE SECURITIES LLC

VIENNA, VA · CRD#
Blake David Flanders
Blake David Flanders

MOMENTUM WEALTH PLANNING

ESTERO, FL · CRD#
Allen R Canete
Allen R Canete

RBC CAPITAL MARKETS, LLC

Custer, SD · CRD#
DS
Follow Dylan
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required