Jeffrey T. Schumacher

SCHUMACHER FINANCIAL

Eagan, MN 55121

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CRD#: 6517048

Professional summary

Jeffrey Thomas Schumacher is a registered financial advisor currently at SCHUMACHER FINANCIAL, LLC located in Eagan, Minnesota.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jeffrey has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jeffrey Schumacher - Volunteer Mentor at Hope For Tomorrow, a 501 (c)(3) non profit organization in Minnesota - P.O. Box 22454 Eagan, MN 55122 - Mentors middle school students - No pay for his volunteering - Starting date: October 9, 2018 - During trading hours: 2 hours - Outside trading hours: 1 hour.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Thomas Schumacher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2018 - Present

SCHUMACHER FINANCIAL, LLC

Office #1: 860 Blue Gentian Road Suite 200, Eagan, MN 55121

RIA

CRD#: 297211

Eagan, MN

Past

September 10, 2015 - March 5, 2018

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SHOREVIEW, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2015

General Securities Representative Examination

Current Firm

SCHUMACHER FINANCIAL, LLC

CRD#: 297211 / SEC#:

Minnesota

Registered Investment Advisory firm - (6/22/2018 Approved)

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Contact information

Main Address

860 Blue Gentian Road Suite 200, Eagan, MN 55121

Mailing Address

Phone number

(651) 256-4139

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 23,311,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey T. Schumacher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Thomas Schumacher's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHUMACHER FINANCIAL, LLC

COMMONWEALTH FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2017

Series 63

Date: 11/5/2015

SIE

Date: 3/5/2018

Series 7

Date: 9/10/2015

Current Firm

SCHUMACHER FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCHUMACHER FINANCIAL, LLC

TRUST BUT VERIFY

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