SR
Sylvia X. Ross
INVESCO MANAGED ACCOUNTS
SEATTLE, WA 98101
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CRD#: 6516713
SR
Sylvia Xu RossINVESCO MANAGED ACCOUNTS
Professional summary
Sylvia Xu Ross, who also goes by Sylvia Meng Xu, is a registered financial advisor currently at INVESCO MANAGED ACCOUNTS, LLC located in Seattle, Washington.
Sylvia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sylvia has worked at 2 firms and has passed the Series 7TO and SIE exams.
At a Glance
Always Fiduciary
Aliases
Sylvia Meng Xu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CFA Society of Seattle; not investment-related; PO Box 2211 Renton WA 98059; CFA Society Seattle promotes the highest ethical standards and professional excellence within the local investment community. CFA Society Seattle is an association of local investment professionals, consisting of portfolio managers, security analysts, investment advisors and other financial practitioners, serving CFA charterholders and CFA Program candidates locally since 1974; Co-Treasurer, Board of Directors; Start Date 07/2026; 4 to 5 hours per month devoted to the other business; 0 hours per month devoted to the other business during securities trading hours; The Society Treasurer is responsible for managing the financial affairs of the society, and as such is a key member of the society’s board. This includes, but is not limited to: bank account administration, investment reserves management, oversight of cash inflows and outflows, accurate and complete financial records retention, budget preparation, and financial statement and tax return preparation. The overall objective of the Society Treasurer is to maintain the safety and security of the society’s assets, to disburse funds as authorized, and to appropriately account and report on these transactions. (2) Lakeside Alum Board; not investment-related; 14050 1st Ave. NE Seattle, WA 98125; The Lakeside/St. Nicholas Alum Board works to assist Lakeside School in creating and maintaining a vibrant and engaged greater Lakeside alum community. Its volunteer membership meets monthly throughout the school year to explore ways for alums to stay connected to one another and to Lakeside; Alum board member; Start Date 09/2026; 2 hours per month devoted to the other business; 0 hours per month devoted to the other business during securities trading hours; The Lakeside/St. Nicholas Alum Board works to assist Lakeside School in creating and maintaining a vibrant and engaged greater Lakeside alum community. Its volunteer membership meets monthly throughout the school year to explore ways for alums to stay connected to one another and to Lakeside. Alum board members regularly engage with guest speakers, including students, teachers and administrators. They also occasionally have the opportunity to attend annual “visit days” where they sit in on classes at the Upper and Middle schools.
CRS (Client Relationship Summary) - RIA
Click below to view Sylvia Xu Ross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2022 - Present
INVESCO MANAGED ACCOUNTS, LLC
Office #1: 1700 Seventh Ave Suite 1130, Seattle, WA 98101RIA
CRD#: 154461
SEATTLE, WA
Past
March 8, 2022 - December 31, 2024
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IM
INVESCO MANAGED ACCOUNTS, LLC
INVESCO MANAGED ACCOUNTS, LLC | SNW ASSET MANAGEMENT, LLC | SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC
CRD#: 154461 / SEC#: 801-61716
RIA
Registered Investment Advisory firm - (1/28/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(8/11/2022)
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 3/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
IM
INVESCO MANAGED ACCOUNTS, LLC
INVESCO MANAGED ACCOUNTS, LLC | SNW ASSET MANAGEMENT, LLC | SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC
CRD#: 154461 / SEC#: 801-61716
RIA
Registered Investment Advisory firm - (1/28/2003 Approved)Loading...
Contact information
Main Address
2001 Sixth Ave. Suite 2310, Seattle, WA 98121
Mailing Address
Phone number
+1 (866) 769-2773
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,544 |
| AUM (Assets Under Management) | $ 24,606,305,138 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
