Sylvia X. Ross

INVESCO MANAGED ACCOUNTS

Seattle, WA 98121

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CRD#: 6516713

Professional summary

Sylvia Xu Ross, who also goes by Sylvia Meng Xu, is a registered financial advisor currently at INVESCO MANAGED ACCOUNTS, LLC located in Seattle, Washington.

Sylvia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sylvia has worked at 2 firms and has passed the Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sylvia Meng Xu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sylvia Xu Ross's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2022 - Present

INVESCO MANAGED ACCOUNTS, LLC

Office #1: 2001 Sixth Ave. Suite 2310, Seattle, WA 98121

RIA

CRD#: 154461

Seattle, WA

Past

March 8, 2022 - December 31, 2024

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESCO MANAGED ACCOUNTS, LLC

INVESCO MANAGED ACCOUNTS, LLC | SNW ASSET MANAGEMENT, LLC | SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC

CRD#: 154461 / SEC#: 801-61716

RIA

Registered Investment Advisory firm - (1/28/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7TO

Date: 3/8/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/17/2021

Securities Industry Essentials Examination

Current Firm

INVESCO MANAGED ACCOUNTS, LLC

INVESCO MANAGED ACCOUNTS, LLC | SNW ASSET MANAGEMENT, LLC | SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC

CRD#: 154461 / SEC#: 801-61716

RIA

Registered Investment Advisory firm - (1/28/2003 Approved)

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Contact information

Main Address

2001 Sixth Ave. Suite 2310, Seattle, WA 98121

Mailing Address

Phone number

+1 (866) 769-2773

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SNW ADV 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	12,544
AUM (Assets Under Management)	$ 24,606,305,138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sylvia X. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sylvia Xu Ross's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESCO MANAGED ACCOUNTS, LLC

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

INVESCO MANAGED ACCOUNTS, LLC

State Registrations and Notice Filings

Exams

Series 7TO

Date: 3/8/2022

SIE

Date: 5/17/2021

Current Firm

INVESCO MANAGED ACCOUNTS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESCO MANAGED ACCOUNTS, LLC

TRUST BUT VERIFY

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