Seth M. Mcpheeters
Professional summary
Seth Michael Mcpheeters is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Cornelius, North Carolina.
Seth is registered as a RR (Registered Representative) and started their career in finance in 2015. Seth has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Seth Michael Mcpheeters's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2023 - Present
P.J. ROBB VARIABLE, LLC
September 27, 2018 - January 23, 2023
FIRST PALLADIUM, LLC
August 17, 2015 - December 4, 2017
MERCAP SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2023)
(10/30/2023)
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(4/25/2023)
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(11/14/2023)
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(7/31/2023)
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(8/22/2025)
(4/26/2023)
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(2/8/2024)
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Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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