Joseph A. Eck

STAGE READY FINANCIAL PLANNING

Oakwood, OH

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CRD#: 6516555

Professional summary

Joseph Andrew Eck, CFP®, who also goes by Joseph Eck, is a registered financial advisor currently at STAGE READY FINANCIAL PLANNING located in Oakwood, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joseph has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Eck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CENTERVILLE HIGH SCHOOL - BAND PROGRAM POSITION: Instructor NATURE: Educational Services INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2023 ADDRESS: 500 E Franklin St, Centerville OH 45459, United States DESCRIPTION: Instructor for the Band Program ECK FINANCIAL GROUP, COMPREHENSIVE PLANNING AND WEALTH MANAGEMENT POSITION: Financial Professional NATURE: Financial Planning and Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/31/2022 ADDRESS: 4617 Presidential Way, Kettering OH 45429, United States DESCRIPTION: Financial Planning and Wealth Management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Andrew Eck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 12, 2024 - Present

STAGE READY FINANCIAL PLANNING

RIA

CRD#: 328883

Oakwood, OH

Past

June 23, 2016 - January 19, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

KETTERING, OH

Past

June 29, 2015 - January 19, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

KETTERING, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/7/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/4/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/20/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/29/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STAGE READY FINANCIAL PLANNING

STAGE READY FINANCIAL PLANNING | STAGE READY FINANCIAL PLANNING LLC

CRD#: 328883 / SEC#:

Ohio

Registered Investment Advisory firm - (1/12/2024 Approved)

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Contact information

Main Address

Oakwood, OH

Mailing Address

1 Oakwood Ave #694, Oakwood, OH 45409

Phone number

(937) 203-0604

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 23,575,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph A. Eck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Andrew Eck's CRS (Customer Relationship Summary).

Certified licenses

Experience

STAGE READY FINANCIAL PLANNING

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/7/2019

Series 65

Date: 6/4/2016

Series 7TO

Date: 4/20/2019

SIE

Date: 10/1/2018

Series 6

Date: 6/29/2015

Current Firm

STAGE READY FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAGE READY FINANCIAL PLANNING

TRUST BUT VERIFY

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