Philippe H. Demontmarin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philippe Henri Demontmarin was a registered financial professional .
Philippe is a previously registered financial professional and started their career in finance in 1967. Philippe had worked at 3 firms and has passed the PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 1989 - July 31, 2014
DU PASQUIER & CO., INC.
April 17, 1989 - October 30, 1989
HERZOG, HEINE, GEDULD, LLC
March 7, 1967 - April 10, 1989
MOORE & SCHLEY, CAMERON & CO.
State Registrations and Notice Filings
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Exams
PC
Date: 8/26/1977
AMEX Put and Call ExamSeries 1
Date: 12/2/1965
Registered Representative ExaminationSeries 40
Date: 10/15/1977
Registered Principal ExaminationCurrent Firm
DU PASQUIER & CO., INC.
CRD#: 24750 / SEC#: 801-61795, 8-41367
Contact information
Disclosures
| Regulatory Event | 3 |
Red Flags
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