Michelle Panzera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Panzera, who also goes by Michelle Josee Panzera, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2015. Michelle had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2021 - August 4, 2022
ALLY INVEST ADVISORS
October 26, 2021 - August 4, 2022
ALLY INVEST SECURITIES LLC
August 3, 2017 - March 5, 2020
RAYMOND JAMES & ASSOCIATES, INC.
August 2, 2017 - March 5, 2020
RAYMOND JAMES & ASSOCIATES, INC.
January 31, 2017 - July 28, 2017
WELLS FARGO CLEARING SERVICES, LLC
January 30, 2017 - July 28, 2017
WELLS FARGO CLEARING SERVICES, LLC
July 21, 2016 - February 1, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 2016 - February 1, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 2015 - April 2, 2016
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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