Joshua Mark Huard

1) TRANSCE3ND POSITION: Investment Advisor Representative NATURE: I work as a IAR Registered Representative, 3% minority owner. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/07/2017 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: Make client trades, complete service requests and design client plans with advisors. Director of Financial Planning 2) E3 WEALTH POSITION: Case Design/ Operations Specialist NATURE: Case Design, Client Services, Insurance and Fixed annuity sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 08/26/2015 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: I provide assistance to other agents within the organization when it comes to investment recommendations and case building. I also work on the client services and operations of the business. I am also involved in insurance and fixed annuity sales. 3) APU PARTNERS, LLC. POSITION: Case Design/ Operations Specialist NATURE: Case Design and Client Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/15/2015 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: I provide assistance to other agents within the organization when it comes to investment recommendations and case building. I also work on the client services and operations of the business. 4) Name: LMFB; Investment Related: Yes; Address: 835 MAIN STREET BUILDING #200, BUDA, TX 78610; Nature of the Business: Partnership to review investment strategies; Position: Member; Start Date: 2/2022; Hours Per Week: 1 Hour 5) Name: JMH; Investment Related: No; Nature of the Business: This was set up to eventually be a central location to send all of my personal advisory production; Position: Owner / Member; Start Date: 7/2024; Hours Per Week: 4 Hours