JH
Joshua M. Huard
TRANSCE3ND LLC
BUDA, TX 78610
Some features on this profile are disabled
CRD#: 6516166
JH
Professional summary
Joshua Mark Huard, who also goes by Josh Huard, Joshua Huard, is a registered financial advisor currently at TRANSCE3ND LLC located in Buda, Texas and MADISON AVENUE SECURITIES, LLC located in Buda, Texas.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Joshua has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Huard | Joshua Huard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRANSCE3ND POSITION: Investment Advisor Representative NATURE: I work as a IAR Registered Representative, 3% minority owner. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/07/2017 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: Make client trades, complete service requests and design client plans with advisors. Director of Financial Planning 2) E3 WEALTH POSITION: Case Design/ Operations Specialist NATURE: Case Design, Client Services, Insurance and Fixed annuity sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 08/26/2015 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: I provide assistance to other agents within the organization when it comes to investment recommendations and case building. I also work on the client services and operations of the business. I am also involved in insurance and fixed annuity sales. 3) APU PARTNERS, LLC. POSITION: Case Design/ Operations Specialist NATURE: Case Design and Client Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/15/2015 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: I provide assistance to other agents within the organization when it comes to investment recommendations and case building. I also work on the client services and operations of the business. 4) Name: LMFB; Investment Related: Yes; Address: 835 MAIN STREET BUILDING #200, BUDA, TX 78610; Nature of the Business: Partnership to review investment strategies; Position: Member; Start Date: 2/2022; Hours Per Week: 1 Hour 5) Name: JMH; Investment Related: No; Nature of the Business: This was set up to eventually be a central location to send all of my personal advisory production; Position: Owner / Member; Start Date: 7/2024; Hours Per Week: 4 Hours
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Mark Huard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2022 - Present
TRANSCE3ND LLC
Office #1: 835 Main Street Building 200, Buda, TX 78610RIA
CRD#: 317745
BUDA, TX
Current
July 31, 2022 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 835 Main Street, Building #200, Buda, TX 78610RIA
BD
CRD#: 23224
Buda, TX
Past
July 7, 2017 - August 1, 2022
KALOS MANAGEMENT
RIA
CRD#: 133025
Kyle, TX
Past
July 7, 2017 - August 1, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
Kyle, TX
Past
June 1, 2017 - July 10, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
KYLE, TX
Past
May 25, 2016 - July 10, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
KYLE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/31/2022)
RR
Arizona(7/31/2022)
RR
Arkansas(7/31/2022)
RR
California(8/23/2022)
RR
Colorado(7/31/2022)
RR
Connecticut(7/31/2022)
RR
Delaware(11/3/2023)
RR
Florida(7/31/2022)
RR
Georgia(7/31/2022)
RR
Illinois(1/18/2023)
RR
Iowa(7/31/2022)
RR
Kansas(2/23/2023)
RR
Louisiana(7/31/2022)
RR
Maryland(7/31/2022)
RR
Massachusetts(7/31/2022)
RR
Michigan(7/18/2024)
RR
Minnesota(7/31/2022)
RR
Missouri(7/31/2022)
RR
Nebraska(7/10/2023)
RR
Nevada(7/31/2022)
RR
New Jersey(7/31/2022)
RR
New Mexico(7/31/2022)
RR
New York(7/31/2022)
RR
North Carolina(8/3/2022)
RR
Ohio(8/1/2022)
RR
Oklahoma(7/31/2022)
RR
Oregon(7/31/2022)
RR
Pennsylvania(7/31/2022)
RR
Rhode Island(7/31/2022)
RR
South Carolina(7/31/2022)
RR
Tennessee(10/28/2024)
IAR
Texas(7/3/2022)
RR
Texas(7/31/2022)
RR
Washington(7/31/2022)
RR
Wisconsin(7/31/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
