DT
Daniel J. Thyfault
BUCK WEALTH STRATEGIES
Denver, CO 80237
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CRD#: 6516106
DT
Professional summary
Daniel James Thyfault, who also goes by Daniel James Thyfault, Danny J Thyfault, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Denver, Colorado and MADISON AVENUE SECURITIES, LLC located in Colorado Springs, Colorado.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel James Thyfault | Danny J Thyfault
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name: E.A. Buck Insurance D/B/A E.A. Buck Financial Services; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Insurance Sales; Position: Insurance Agent; 160Hrs/Month; Start Date: 02/2025 2.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services ; Position: Investment Advisor Representative; 160 Hrs/Month; Start Date: 02/2025 3.) Name: Buck Financial Services; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Financial Advisor offering investment advice and insurance; Position: Financial Advisor; : 160 Hrs/Month; Start Date: 02/2025
CRS (Client Relationship Summary) - RIA
Click below to view Daniel James Thyfault's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2025 - Present
BUCK WEALTH STRATEGIES, LLC
Office #1: 4600 S. Syracuse Street Suite 650, Denver, CO 80237RIA
CRD#: 322138
Denver, CO
Current
February 10, 2025 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 2975 Broadmoor Valley Road, Colorado Springs, CO 80906RIA
BD
CRD#: 23224
Colorado Springs, CO
Past
August 23, 2023 - February 7, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
August 3, 2023 - February 7, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GREENWOOD VILLAGE, CO
Past
October 19, 2016 - June 3, 2023
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Lone Tree, CO
Past
October 6, 2015 - June 3, 2023
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/4/2025)
RR
California(6/20/2025)
RR
Colorado(2/10/2025)
IAR
Colorado(2/10/2025)
RR
Florida(7/2/2025)
RR
Hawaii(7/2/2025)
IAR
Hawaii(7/30/2025)
RR
Illinois(7/2/2025)
RR
Kentucky(7/2/2025)
RR
Missouri(7/2/2025)
RR
North Carolina(7/7/2025)
RR
North Dakota(7/2/2025)
RR
Ohio(7/2/2025)
RR
Tennessee(7/2/2025)
RR
Texas(7/2/2025)
RR
Virginia(7/2/2025)
RR
Wyoming(7/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
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Contact information
Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,982 |
| AUM (Assets Under Management) | $ 565,377,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/03/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
