Mitchell Wade
Professional summary
Mitchell Wade, who also goes by Mitch M Wade, Mitchell Morse Wade, is a registered financial professional currently at EQUITYBEE SECURITIES, LLC located in Palo Alto, California.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2015. Mitchell has worked at 5 firms and has passed the Series 63, SIE, Series 57, Series 3, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Wade's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2022 - Present
EQUITYBEE SECURITIES, LLC
Office #1: 955 Alma Street. Suite B, Palo Alto, CA 94301January 7, 2022 - June 3, 2022
ACORNS SECURITIES, LLC
July 16, 2019 - December 14, 2021
JANUS HENDERSON DISTRIBUTORS US LLC
January 7, 2017 - November 10, 2017
OPTIONSXPRESS, INC.
October 5, 2015 - July 16, 2019
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2022)
(6/1/2022)
Exams
FINRA
Current Firm
EQUITYBEE SECURITIES, LLC
CRD#: 41896 / SEC#: , 8-49621
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
EQUITYBEE SECURITIES, LLC
CRD#: 41896Palo Alto, CA 94301TRUST BUT VERIFY
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