Mitchell M. Wade
Professional summary
Mitchell Morse Wade, who also goes by Mitch M Wade, Mitchell Wade, is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Denver, Colorado and ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2015. Mitchell has worked at 7 firms and has passed the Series 63, SIE, Series 57, Series 3, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Morse Wade's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2026 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202January 30, 2026 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202June 1, 2022 - January 8, 2026
EQUITYBEE SECURITIES, LLC
January 7, 2022 - June 3, 2022
ACORNS SECURITIES, LLC
July 16, 2019 - December 14, 2021
JANUS HENDERSON DISTRIBUTORS US LLC
January 7, 2017 - November 10, 2017
OPTIONSXPRESS, INC.
October 5, 2015 - July 16, 2019
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2026)
Exams
FINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 7 |
Red Flags
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