John D. Sidery

UPTICK PARTNERS

LITTLE ROCK, AR 72212

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CRD#: 6516086

Professional summary

John David Sidery, CFP® is a registered financial advisor currently at UPTICK PARTNERS, LLC located in Little Rock, Arkansas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. John has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Olympus Wealth Strategies (DBA); investment related; 11311 Arcade Dr., Suite 210, Little Rock, AR 72212; Founder and Wealth Advisor; 2/2020; 40 hours per month during trading hours, Founder and Wealth Advisor, Owner and investment advisory services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Sidery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

February 20, 2025 - Present

UPTICK PARTNERS, LLC

Office #1: 11311 Arcade Drive Suite 210, Little Rock, AR 72212

RIA

CRD#: 324250

LITTLE ROCK, AR

Past

May 20, 2021 - March 10, 2025

LEGACY CAPITAL WEALTH PARTNERS, LLC

RIA

CRD#: 291960

LITTLE ROCK, AR

Past

September 19, 2016 - May 12, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Carlsbad, CA

Past

November 3, 2015 - May 12, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Carlsbad, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UPTICK PARTNERS, LLC

BAXTER ADVISORS, LLC | UPTICK PARTNERS, LLC | OLYMPUS WEALTH STRATEGIES | HOLISTIC PLANNING, LLC | DVORAK FINANCIAL PLANNING

CRD#: 324250 / SEC#: 801-127235

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(2/20/2025)

IAR

Texas
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/17/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/11/2018

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/3/2017

General Securities Sales Supervisor - Options Module Examination

Current Firm

UPTICK PARTNERS, LLC

BAXTER ADVISORS, LLC | UPTICK PARTNERS, LLC | OLYMPUS WEALTH STRATEGIES | HOLISTIC PLANNING, LLC | DVORAK FINANCIAL PLANNING

CRD#: 324250 / SEC#: 801-127235

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

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Contact information

Main Address

777 East Austin, Nacogdoches, TX 75965

Mailing Address

Phone number

(936) 800-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	2,583
AUM (Assets Under Management)	$ 688,095,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John D. Sidery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Sidery's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY CAPITAL WEALTH PARTNERS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

UPTICK PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2016

Series 63

Date: 12/17/2015

SIE

Date: 10/1/2018

Series 7

Date: 11/3/2015

Series 10

Date: 12/11/2018

Series 9

Date: 4/3/2017

Current Firm

UPTICK PARTNERS, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UPTICK PARTNERS, LLC

TRUST BUT VERIFY

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