Mark C. Cuniberti

VANTAGE FINANCIAL GROUP

Auburn, CA 95603

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CRD#: 6516052

Professional summary

Mark Charles Cuniberti, who also goes by Marc Cuniberti, is a registered financial advisor currently at VANTAGE FINANCIAL GROUP located in Auburn, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mark has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Cuniberti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)BAY AREA PROCESS INC, 14365 MEADOW DR, GRASS VALLEY, CA, SINCE 8/1997 AS OWNER. S-CORP IS WATER PUMP SUPPLY BUSINESS. NIR - DEVOTES 10 HR/WK - 0/TRADING. 2)ECONOMIC RADIO TALK SHOW HOST, NEVADA CITY BROADCAST GROUP, 120 BRIDGE ST, NEVADA CITY, AR, SINCE 8/2005. INV REL - DEVOTES 2 HR/MO - 1 HR/TRADING. 3)INDEPENDENT INSURANCE AGENT, 164 MAPLE ST, STE 1, AUBURN, CA, 11/2016 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 0/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Charles Cuniberti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2020 - Present

VANTAGE FINANCIAL GROUP

Office #1: 164 Maple St. Suite 1, Auburn, CA 95603

RIA

CRD#: 309675

Auburn, CA

Past

June 29, 2015 - July 29, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

AUBURN, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2015

Uniform Investment Adviser Law Examination

Current Firm

VANTAGE FINANCIAL GROUP

HUDSON FINANCIAL SERVICES, INC. | VANTAGE FINANCIAL GROUP

CRD#: 309675 / SEC#:

California

Registered Investment Advisory firm - (7/30/2020 Approved)

Oregon

Registered Investment Advisory firm - (5/5/2023 Approved)

Washington

Registered Investment Advisory firm - (6/13/2024 Approved)

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Contact information

Main Address

164 Maple St. Suite 1, Auburn, CA 95603

Mailing Address

Phone number

(530) 906-1948

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	781
AUM (Assets Under Management)	$ 112,146,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark C. Cuniberti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Charles Cuniberti's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANTAGE FINANCIAL GROUP

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2015

Current Firm

VANTAGE FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VANTAGE FINANCIAL GROUP

TRUST BUT VERIFY

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