John A. Herbert

BOWLINE FINANCIAL

Grosse Pointe Woods, MI 48236

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CRD#: 6516038

Professional summary

John A. Herbert, CFP® is a registered financial advisor currently at BOWLINE FINANCIAL, LLC located in Grosse Pointe Woods, Michigan.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. John has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. John Herbert is independently licensed to sell insurance products. When acting in this capacity, he will receive commissions for selling these products. A conflict of interest may arise, as insurance sales may create an incentive to recommend products based on compensation in the form of commissions the product(s) generate. 5 hours per month during normal business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John A. Herbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

November 16, 2020 - Present

BOWLINE FINANCIAL, LLC

Office #1: 20916 Mack Ave. Suite 200, Grosse Pointe Woods, MI 48236

RIA

CRD#: 310255

Grosse Pointe Woods, MI

Past

April 18, 2018 - November 11, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Southfield, MI

Past

April 17, 2018 - November 11, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

Southfield, MI

Past

January 21, 2016 - April 19, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TROY, MI

Past

August 25, 2015 - April 19, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

TROY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(11/16/2020)

IAR

North Carolina
(10/19/2025)

IAR

Texas
(12/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/2015

General Securities Representative Examination

Current Firm

BOWLINE FINANCIAL, LLC

BOWLINE | BOWLINE FINANCIAL, LLC | BOWLINE FINANCIAL

CRD#: 310255 / SEC#:

Michigan

Registered Investment Advisory firm - (11/6/2020 Approved)

North Carolina

Registered Investment Advisory firm - (5/2/2025 Approved)

Texas

Registered Investment Advisory firm - (12/15/2020 Approved)

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Contact information

Main Address

20916 Mack Ave. Suite 200, Grosse Pointe Woods, MI 48236

Mailing Address

Phone number

(248) 327-6390

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	124
AUM (Assets Under Management)	$ 72,644,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John A. Herbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John A. Herbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOWLINE FINANCIAL, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2016

Series 63

Date: 12/4/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/25/2015

Current Firm

BOWLINE FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOWLINE FINANCIAL, LLC

TRUST BUT VERIFY

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