Tyler B. Bernards

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CRD#: 6515949

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tyler Brian Bernards, CFP® was a registered financial professional .

Tyler is a previously registered financial professional and started their career in finance in 2015. Tyler had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KEELER THOMAS POSITION: Assistant Research Analyst NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2019 ADDRESS: 1327 SOUTH 800 EAST, Orem UT 84097, United States DESCRIPTION: Assists in the ongoing research and development of investment strategies, portfolio management and security selection of client portfolios. Oversees maintenance of the client portfolio database which includes making sure that client portfolios are in line with assigned models and rebalancing of portfolios is occurring at the proper time and frequency to meet client needs. Responsible for creating and maintaining reports as necessary to meet management oversight requirements to assure client portfolio standards are met and maintained. 2. THE CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS POSITION: Branch Clerk NATURE: Non-profit, religious organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/18/2021 ADDRESS: 50 E North Temple St, Salt Lake City UT 84150, United States DESCRIPTION: Provide administrative support to the bishopric (minister). Keep a record of assignments and decisions made in meetings. Prepare records and reporst, which include financial records and membership participation reports. No investment recommendations or advising is involved in this role--it is purely administrative.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

September 2, 2020 - March 5, 2024

KEELER THOMAS MANAGEMENT LLC

RIA

CRD#: 109522

OREM, UT

Past

December 3, 2019 - September 2, 2020

OSAIC SERVICES, INC.

RIA

CRD#: 133763

OREM, UT

Past

December 3, 2019 - December 2, 2022

OSAIC SERVICES, INC.

CRD#: 133763

OREM, UT

Past

June 13, 2019 - December 2, 2019

ONEDIGITAL

RIA

CRD#: 106766

MIDVALE, UT

Past

June 4, 2019 - July 1, 2019

TRIAD ADVISORS LLC

CRD#: 25803

Midvale, UT

Past

August 7, 2015 - May 7, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

AMERICAN FORK, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEELER THOMAS MANAGEMENT LLC

KEELER THOMAS INC | KEELER THOMAS MANAGEMENT LLC

CRD#: 109522 / SEC#: 801-100354

RIA

Registered Investment Advisory firm - (6/15/2015 Approved)

California

Registered Investment Advisory firm - (7/22/2015 Terminated)

Texas

Registered Investment Advisory firm - (6/22/2015 Terminated)

Utah

Registered Investment Advisory firm - (6/22/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/14/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2015

General Securities Representative Examination

Current Firm

KEELER THOMAS MANAGEMENT LLC

KEELER THOMAS INC | KEELER THOMAS MANAGEMENT LLC

CRD#: 109522 / SEC#: 801-100354

RIA

Registered Investment Advisory firm - (6/15/2015 Approved)

California

Registered Investment Advisory firm - (7/22/2015 Terminated)

Texas

Registered Investment Advisory firm - (6/22/2015 Terminated)

Utah

Registered Investment Advisory firm - (6/22/2015 Terminated)

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Contact information

Main Address

1327 South 800 East, Orem, UT 84097

Mailing Address

Phone number

(801) 226-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEELER THOMAS INC ADV BROCHURE (5/28/2025)

Regulatory assets under management

Total Number of Accounts	839
AUM (Assets Under Management)	$ 379,274,089

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tyler B. Bernards

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

ONEDIGITAL

TRIAD ADVISORS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

KEELER THOMAS MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2019

Series 63

Date: 8/14/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2015

Current Firm

KEELER THOMAS MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEELER THOMAS MANAGEMENT LLC

TRUST BUT VERIFY

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