Phillip D. Hanks

PARABLA

Oak Ridge, NC 27310

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CRD#: 6515594

Professional summary

Phillip D Hanks, CFP® is a registered financial advisor currently at PARABLA, LLC located in Oak Ridge, North Carolina.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Phillip has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip D Hanks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

March 19, 2024 - Present

PARABLA, LLC

Office #1: 8004 Linville Rd. Suite D-3, Oak Ridge, NC 27310

RIA

CRD#: 323978

Oak Ridge, NC

Past

July 21, 2023 - January 26, 2024

PARABLA, LLC

RIA

CRD#: 323978

OAK RIDGE, NC

Past

May 6, 2016 - December 20, 2022

BLACK OAK WEALTH MANAGEMENT, INC.

RIA

CRD#: 282568

OAK RIDGE, NC

Past

July 20, 2015 - April 20, 2016

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

OAK RIDGE, NC

Past

June 19, 2015 - April 20, 2016

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

OAK RIDGE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2015

General Securities Representative Examination

Current Firm

PARABLA, LLC

CRD#: 323978 / SEC#: 801-127129

RIA

Registered Investment Advisory firm - (1/26/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (1/26/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8004 Linville Rd. Suite D-3, Oak Ridge, NC 27310

Mailing Address

Phone number

(336) 803-2825

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	81
AUM (Assets Under Management)	$ 20,862,309

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip D. Hanks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip D Hanks's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARABLA, LLC

PARABLA, LLC

BLACK OAK WEALTH MANAGEMENT, INC.

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2015

SIE

Date: 4/20/2016

Series 7

Date: 6/19/2015

Current Firm

PARABLA, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARABLA, LLC

TRUST BUT VERIFY

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