Sheraelane S. Pepito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheraelane Sobrevilla Pepito, who also goes by Elane Sobrevilla Pepito, Eyen Sobrevilla Pepito, was a registered financial professional .
Sheraelane is a previously registered financial professional and started their career in finance in 2015. Sheraelane had worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2023 - October 7, 2024
ALLIANCE-ONE INVESTMENTS, LLC
June 22, 2015 - March 21, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 10/31/2019
General Securities Representative ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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