Jerard M. Bananzio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerard Michael Bananzio was a registered financial professional .
Jerard is a previously registered financial professional and started their career in finance in 2015. Jerard had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2017 - August 7, 2017
SCOTTRADE INVESTMENT MANAGEMENT
March 20, 2017 - August 7, 2017
SCOTTRADE, INC.
December 10, 2015 - February 21, 2017
SECURIAN FINANCIAL SERVICES, INC.
July 22, 2015 - February 21, 2017
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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