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Brian A. Williamson
VERIDIAN CAPITAL PARTNERS
Frederick, MD 21704
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CRD#: 6515284
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Professional summary
Brian A Williamson is a registered financial advisor currently at VERIDIAN CAPITAL PARTNERS located in Frederick, Maryland.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Estate Legal Services, LLC; 7101 Guilford Drive, Suite 104, Frederick, MD 21704; Principal; We provide legal estate planning, probate, and business succession services to clients; Not Investment related; Owned business since October 2015; I devote approximately 30 hours a month to the business, with less than 25% of those being during securities trading hours. My duties include meeting with client, developing estate documents, filing probate documents, and taking care of the accounting and administrative duties of the business. District of Columbia Arts Center; Not investment Related; 2438 18th, St. NW, Washington, D.C. 20009; Board Member; 04/18/2023; less than 2 hours per month outside of securities trading hours; Serve as board member and treasurer of a not for profit which seeks to promote visual and performing arts.
CRS (Client Relationship Summary) - RIA
Click below to view Brian A Williamson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2021 - Present
VERIDIAN CAPITAL PARTNERS
Office #1: 7101 Guilford Drive, Suite 104, Frederick, MD 21704RIA
CRD#: 314290
Frederick, MD
Past
February 14, 2020 - June 30, 2021
LIGHTHOUSE WEALTH MANAGEMENT
RIA
CRD#: 118060
NEW MARKET, MD
Past
April 7, 2016 - February 24, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
FREDERICK, MD
Past
July 29, 2015 - February 24, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
FREDERICK, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VERIDIAN CAPITAL PARTNERS
FREDERICK FINANCIAL CONSULTANTS, LLC | VERIDIAN CAPITAL PARTNERS
CRD#: 314290 / SEC#: 801-121334
RIA
Registered Investment Advisory firm - (5/28/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(6/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VERIDIAN CAPITAL PARTNERS
FREDERICK FINANCIAL CONSULTANTS, LLC | VERIDIAN CAPITAL PARTNERS
CRD#: 314290 / SEC#: 801-121334
RIA
Registered Investment Advisory firm - (5/28/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7101 Guilford Drive, Suite 104, Frederick, MD 21704
Mailing Address
Phone number
(301) 228-9300
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,494 |
| AUM (Assets Under Management) | $ 471,114,175 |
Red Flags
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