Ian C. Liew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Chien En Liew, who also goes by Ian Liew, was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 2015. Ian had worked at 2 firms and has passed the Series 65, Series 7TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2016 - November 11, 2020
IMC FINANCIAL MARKETS
August 12, 2015 - June 1, 2016
VOLANT LIQUIDITY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/11/2022
General Securities Representative ExaminationSeries 57TO
Date: 12/11/2022
Securities Trader ExamCurrent Firm
IMC FINANCIAL MARKETS
CRD#: 104143 / SEC#: , 8-52600
Contact information
Documents
Disclosures
| Regulatory Event | 35 |
Red Flags
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