Darren J. Jarosik

THE ASCENT GROUP

Hickman, NE

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CRD#: 6514868

Professional summary

Darren Joseph Jarosik, CFP®, who also goes by Darren Joseph Jarosik, is a registered financial advisor currently at THE ASCENT GROUP, LLC located in Hickman, Nebraska and OSAIC WEALTH, INC. located in Virginia Beach, Virginia.

Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Darren has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darren Joseph Jarosik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Alera Group, Inc investment related 3 Parkway North STE 500 Deerfield, IL 60015 Registered Investment Advisor Investment Operations Manager Alera Group owns The Ascent Group, LLC 01/27/2025 160 hours 160 hours I am a FINRA licensed individual providing operational support. 2. SUMMIT GROUP OF VIRGINIA POSITION: registered admin NATURE: DBA for conducting business INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/27/2025 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462, United States DESCRIPTION: I am a registered admin employee who does not have any clients of his own. 3. THE ASCENT GROUP, LLC POSITION: employee NATURE: The Ascent Group, LLC is an SEC registered RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/27/2025 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462, United States DESCRIPTION: I am an investment advisory representative of The Ascent Group, LLC. I will not have any clients of my own.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Joseph Jarosik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 4, 2025 - Present

THE ASCENT GROUP, LLC

RIA

CRD#: 314424

Hickman, NE

Current

March 5, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 192 Ballard Court Suite 400, Virginia Beach, VA 23462

RIA

CRD#: 23131

Virginia Beach, VA

Past

June 13, 2024 - January 29, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

LINCOLN, NE

Past

June 11, 2024 - January 29, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LINCOLN, NE

Past

November 1, 2021 - February 27, 2024

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

LINCOLN, NE

Past

February 27, 2019 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LINCOLN, NE

Past

October 30, 2015 - February 27, 2024

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ASCENT GROUP, LLC

CRD#: 314424 / SEC#: 801-121182

RIA

Registered Investment Advisory firm - (5/10/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Nebraska
(3/5/2025)

IAR

Nebraska
(4/4/2025)

Virginia
(3/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/30/2015

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THE ASCENT GROUP, LLC

CRD#: 314424 / SEC#: 801-121182

RIA

Registered Investment Advisory firm - (5/10/2021 Approved)

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Contact information

Main Address

192 Ballard Court Suite 400, Virginia Beach, VA 23462

Mailing Address

Phone number

(757) 499-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR THE ASCENT GROUP, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7,304
AUM (Assets Under Management)	$ 4,933,296,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Darren J. Jarosik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Joseph Jarosik's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

Primary Firm SEC Registration

THE ASCENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2019

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2018

Series 6

Date: 10/30/2015

Series 24

Date: 10/26/2018

FINRA

Current Firm

THE ASCENT GROUP, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ASCENT GROUP, LLC

TRUST BUT VERIFY

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