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Benjamin James Huff

HUFF WEALTH MANAGEMENT
JOHNSTOWN, OH
·CRD# 6514713·11 years experience

Professional Summary

Benjamin James Huff is a registered financial advisor currently at HUFF WEALTH MANAGEMENT LLC located in Johnstown, Ohio. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Benjamin has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

HUFF WEALTH MANAGEMENT LLC·CRD# 157602
RIA
Johnstown, OH
April 26, 2018 - Present
OSAIC INSTITUTIONS, INC.·CRD# 35371
BD
Westerville, OH
November 16, 2015 - April 4, 2017

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Current Firm

HW
HUFF WEALTH MANAGEMENT LLC

HUFF WEALTH MANAGEMENT LLC | NEW ALBANY INVESTMENT MANAGEMENT LLC

CRD#: 157602
Florida
Registered Investment Advisory firm - Florida (6/16/2025 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (9/24/2019 Approved)
Ohio
Registered Investment Advisory firm - Ohio (4/27/2011 Approved)
Texas
Registered Investment Advisory firm - Texas (1/4/2019 Conditional Restricted)

Contact Information

Main Address

Johnstown, OH

Phone Number

(614) 216-6139

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

74

AUM (Assets Under Management)

$41,005,176

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(6/16/2025)
IAR
Ohio
(4/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2018About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2016About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2015About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Huff's CRS (Customer Relationship Summary).

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