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DK

Devon G. Kelley

SURYA CAPITALE SECURITIES LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 6514677
DK

Professional summary

Devon George Kelley is a registered financial professional currently at SURYA CAPITALE SECURITIES LLC located in New York, New York.

Devon is registered as a RR (Registered Representative) and started their career in finance in 2016. Devon has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Devon George Kelley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2025 - Present

SURYA CAPITALE SECURITIES LLC

Office #1: 55 Wall Street, Suite 530b, New York, NY 10005
BD
CRD#: 159173
New York, NY
Past

December 16, 2020 - February 1, 2023

STONEHAVEN, LLC

BD
CRD#: 118913
NEW YORK, NY
Past

July 28, 2016 - October 6, 2020

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/17/2025)
RR
Connecticut
(8/22/2025)
RR
Nevada
(9/29/2025)
RR
New Jersey
(8/4/2025)
RR
New York
(9/18/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/17/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 7/28/2016
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SURYA CAPITALE SECURITIES LLC
SURYA CAPITALE SECURITIES LLC

CRD#: 159173 / SEC#: , 8-68968

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Wall Street, Suite 530b, New York, NY 10005
Mailing Address
55 Wall Street, Suite 530b, New York, NY 10005
Phone number
(212) 482-3280
Established
Delaware since 07/20/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MUDRA LLCDIRECT OWNER
GRIMM, LINDA STEINMANNFINOP1970620
PATEL, ANAND JCEO4740552
SPINDEL, HOWARDCCO708042

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SURYA CAPITALE SECURITIES LLC

CRD#: 159173New York, NY 10005

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