John F. Demnisky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Frank Demnisky was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2004 - October 15, 2018
SPC
January 3, 2003 - October 15, 2018
SIGMA FINANCIAL CORPORATION
October 16, 2000 - September 11, 2002
DALE K. EHRHART, INC.
February 28, 2000 - October 16, 2000
SICOR SECURITIES INC
October 27, 1994 - October 16, 2000
INDUSTRY SAVINGS PLANS, INC.
July 12, 1991 - December 8, 1992
MCCARLEY AND ASSOCIATES, INC.
February 15, 1983 - December 8, 1986
CONCORD ASSETS SECURITIES, INC.
June 7, 1982 - October 20, 1982
ALLEN, ROGERS & CO., INC.
June 25, 1971 - September 27, 1977
THE I.E.S. MANAGEMENT GROUP, INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/21/1971
Registered Representative ExaminationSeries 00
Date: 3/12/1973
General Securities Principal ExaminationCurrent Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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