John C. Demmy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christian Demmy was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 1993 - January 7, 2022
REALTA EQUITIES, INC.
July 12, 1984 - February 12, 1993
KIDDER, PEABODY & CO. INCORPORATED
March 17, 1981 - July 30, 1984
E. F. HUTTON & COMPANY INC
September 15, 1971 - April 26, 1981
HILL & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 5/26/1977
AMEX Put and Call ExamSeries 1
Date: 9/7/1971
Registered Representative ExaminationCurrent Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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