Blake A. Dinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blake Aaron Dinger was a registered financial professional .
Blake is a previously registered financial professional and started their career in finance in 2015. Blake had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2016 - December 31, 2017
SPIDERROCK ADVISORS, LLC
April 26, 2016 - October 4, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 18, 2016 - October 4, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 20, 2015 - February 16, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 22, 2015 - February 16, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SPIDERROCK ADVISORS, LLC
CRD#: 171992 / SEC#: 801-80178
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIDERROCK ADVISORS, LLC
CRD#: 171992 / SEC#: 801-80178
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,050 |
| AUM (Assets Under Management) | $ 5,979,259,343 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
