ZH
Zachary J. Hawkins
49 FINANCIAL
AUSTIN, TX 78746
Some features on this profile are disabled
CRD#: 6513159
ZH
Professional summary
Zachary James Hawkins, who also goes by Zach James Hawkins, is a registered financial advisor currently at 49 FINANCIAL located in Austin, Texas and OAKWOOD CAPITAL SECURITIES, INC. located in Austin, Texas.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Zachary has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach James Hawkins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Zachary Hawkins is dually-registered with 49 Wealth Management LLC. Zachary Hawkins has served as an investment advisor representative for 49 Wealth Management LLC since 01/2023. Business is conducted from 916 S Capital of Texas Highway, Suite 2.100 Austin, TX 78746. Approximately 90% of Zachary Hawkins's time is for services as an investment advisor representative and the balance as a registered representative. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 916 S. Capital of Texas Highway, Suite 2.100, Austin, TX 78746; Fixed Insurance Sales Agent since 11/2019; approximately 16 hours per month during business hours. 3) Timeless AI, previously Hawk Technologies, LLC; Not Investment Related. 5900 Balcones Drive, Suite 100, Austin TX. Technology and Digital Asset Consulting. Owner/CEO. Start 4/1/2019. 5-10 hours per month not during trading. Help consult digital asset companies who are launching on the best way to structure and scale. 4) Registered Representative with Oakwood; investment related; 916 s capital of tx hwy austin tx 78746 usa; Registered representative; Sale of variable products; Start date: 2024-08-07; 60 Hours per month all during trading hours 5) 25 Giving; Contractor; Not Investment Related; 3711 S Mopac Expy, Ste. 150, Austin TX 78746; Helps develop charitable plans for donors of nonprofits; Refer nonprofits to 25 Giving; Start date: 2025-03-27; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 2;Contact person at the organization: Justin Lopez; Website address for the organization: 25giving.com.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary James Hawkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2023 - Present
49 FINANCIAL
Office #1: 3711 S Mopac Expy Suite 150, Austin, TX 78746RIA
CRD#: 319484
AUSTIN, TX
Current
January 11, 2024 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 3711 S Mopac Expressway Suite 150, Austin, TX 78746BD
CRD#: 21000
Austin, TX
Past
June 24, 2020 - December 31, 2022
THRIVENT ADVISOR NETWORK, LLC
RIA
CRD#: 304569
Austin, TX
Past
January 14, 2020 - July 2, 2020
PKS ADVISORY SERVICES, LLC
RIA
CRD#: 125648
ALBANY, NY
Past
November 12, 2019 - January 12, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Austin, TX
Past
August 16, 2016 - November 15, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AUSTIN, TX
Past
August 7, 2015 - November 15, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/11/2024)
RR
California(1/11/2024)
RR
Connecticut(1/11/2024)
RR
Florida(1/11/2024)
RR
Georgia(1/11/2024)
RR
Illinois(1/11/2024)
RR
Iowa(1/11/2024)
RR
Kansas(2/5/2024)
RR
Massachusetts(1/11/2024)
RR
New Jersey(1/11/2024)
RR
North Carolina(1/11/2024)
RR
Ohio(1/11/2024)
RR
Oklahoma(1/11/2024)
RR
Oregon(1/11/2024)
RR
South Carolina(1/11/2024)
IAR
Texas(1/4/2023)
RR
Texas(1/11/2024)
RR
Virginia(1/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
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Contact information
Main Address
3711 S Mopac Expy Suite 150, Austin, TX 78746
Mailing Address
Phone number
(214) 563-1190
Established
Firm type
Fiscal year end
# of Employees
167
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,989 |
| AUM (Assets Under Management) | $ 871,379,407 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
