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Uddhav Sharma

OASYS WEALTH
WHITE PLAINS, NY
Some features on this profile are disabled
CRD#: 6513117
US

Professional summary

Uddhav Sharma is a registered financial advisor currently at OASYS WEALTH, INC. located in White Plains, New York.

Uddhav is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Uddhav has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Uddhav Sharma's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2026 - Present

OASYS WEALTH, INC.

RIA
CRD#: 339626
WHITE PLAINS, NY
Past

August 20, 2015 - June 27, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/1/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/2015
General Securities Representative Examination

Current Firm

OW
OASYS WEALTH, INC.
OASYS | OASYS WEALTH, INC.

CRD#: 339626 / SEC#: 801-134973

RIA
Registered Investment Advisory firm - (12/16/2025 120-Day Approval)
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Contact information

Main Address
White Plains, NY
Mailing Address
Phone number
(617) 608-8702
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- OASYS WEALTH, INC. (11/16/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OASYS WEALTH, INC.

CRD#: 339626White Plains, NY

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