Justin R. Jeangerard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Robert Jeangerard, who also goes by Justin Jeangerard, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2016. Justin had worked at 2 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2016 - February 1, 2022
SUNDIAL GROUP, LLC
February 25, 2016 - August 2, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 8, 2016 - August 2, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNDIAL GROUP, LLC
CRD#: 158367 / SEC#: , 8-68894
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOUNTAINSIDE HOLDINGS, LLC | MANAGING MEMEBR | |
| BRITTON, WILLIAM ROBERT | PRESIDENT/ CEO/ CCO/ ELECTED MANAGER | |
| BURNS, DAVID CARROLL | PRINCIPAL/ ELECTED MANAGER | |
| JOHNSON, KRISTY KAY | FINOP/CFO | 4470948 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
