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Derek Michael Fautsch

Derek M. Fautsch

CORINTHIAN PARTNERS ASSET MANAGEMENT LLC
Chanhassen, MN
Some features on this profile are disabled
CRD#: 6513064
Derek Michael Fautsch

Professional summary

Derek Michael Fautsch, CFP® is a registered financial advisor currently at CORINTHIAN PARTNERS ASSET MANAGEMENT LLC located in Chanhassen, Minnesota and CORINTHIAN PARTNERS, L.L.C. located in New York, New York.

Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Derek has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Corinthian Partners L.L.C.; investment related: Yes; Location of the business: 850 Third Ave, Suite 16C, New York, NY 10022; Description of the business: Corinthian Partners LLC. is a Broker Dealer and Insurance Agency; Position Title: Sr. Vice President, Investments; Responsibilities Duties: Meeting and talking with clients to offer a complete suite of financial products and services.. ; Start date with business: 2020-02-24; Hours devoted to business during trading hours: 20; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 25.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Michael Fautsch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

August 22, 2019 - Present

CORINTHIAN PARTNERS ASSET MANAGEMENT LLC

RIA
CRD#: 109385
Chanhassen, MN
Current

February 24, 2020 - Present

CORINTHIAN PARTNERS, L.L.C.

Office #1: 275 Madison Avenue 8th Floor, New York, NY 10016
BD
CRD#: 38912
NEW YORK, NY
Past

June 11, 2015 - August 27, 2019

SECURED RETIREMENT ADVISORS, LLC

RIA
CRD#: 144239
ST LOUIS PARK, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CORINTHIAN PARTNERS ASSET MANAGEMENT LLC
CORINTHIAN PARTNERS ASSET MANAGEMENT LLC | CORINTHIAN PARTNERS MANAGEMENT LLC

CRD#: 109385 / SEC#: 801-116896

RIA
Registered Investment Advisory firm - (7/1/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/22/2022)
RR
Colorado
(3/22/2022)
IAR
Florida
(10/1/2019)
RR
Florida
(2/24/2020)
RR
Michigan
(3/22/2022)
IAR
Minnesota
(8/22/2019)
RR
Minnesota
(2/24/2020)
RR
Nevada
(3/22/2022)
RR
Texas
(3/22/2022)
RR
Wisconsin
(2/24/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 2/7/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/31/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/20/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CORINTHIAN PARTNERS ASSET MANAGEMENT LLC
CORINTHIAN PARTNERS ASSET MANAGEMENT LLC | CORINTHIAN PARTNERS MANAGEMENT LLC

CRD#: 109385 / SEC#: 801-116896

RIA
Registered Investment Advisory firm - (7/1/2019 Approved)
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Contact information

Main Address
275 Madison Avenue 8th Floor, New York, NY 10016
Mailing Address
1727 Coachman Plaza Drive Suite 114, Clearwater, FL 33759
Phone number
(212) 287-1552
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts212
AUM (Assets Under Management)$ 46,080,885

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORINTHIAN PARTNERS ASSET MANAGEMENT LLC

CRD#: 109385Chanhassen, MN

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