Eleanor K. Lichter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eleanor K Lichter was a registered financial professional .
Eleanor is a previously registered financial professional and started their career in finance in 2016. Eleanor had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2021 - December 31, 2023
LICHTER, ELEANOR, K
October 24, 2017 - March 27, 2019
BNP PARIBAS SECURITIES CORP.
August 5, 2016 - October 24, 2017
BNP PARIBAS PRIME BROKERAGE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LICHTER, ELEANOR, K
CRD#: 312078 / SEC#:
Contact information
Red Flags
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