Clayton C. Wilson
Professional summary
Clayton Collins Wilson, who also goes by Clayton C Wilson, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Manhattan Beach, California.
Clayton is registered as a RR (Registered Representative) and started their career in finance in 2017. Clayton has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clayton Collins Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2020 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 3300 Highland Avenue, Manhattan Beach, CA 90266September 4, 2019 - August 26, 2020
CALAMOS FINANCIAL SERVICES LLC
July 23, 2019 - August 26, 2020
CALAMOS ADVISORS LLC
August 14, 2017 - June 24, 2019
LONGBOARD ASSET MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2021)
(9/1/2020)
(2/26/2021)
(2/26/2021)
(9/1/2020)
(2/26/2021)
(9/1/2020)
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(2/26/2021)
Exams
Series 7TO
Date: 9/4/2019
General Securities Representative ExaminationFINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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