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GK

Griffin P. Keady

TULLY & HOLLAND
BOSTON, MA 02116
Some features on this profile are disabled
CRD#: 6512238
GK

Professional summary

Griffin P Keady is a registered financial professional currently at TULLY & HOLLAND, INCORPORATED located in Boston, Massachusetts.

Griffin is registered as a RR (Registered Representative) and started their career in finance in 2025. Griffin has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Griffin P Keady's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2025 - Present

TULLY & HOLLAND, INCORPORATED

Office #1: 501 Boylston Street 10th Floor, Boston, MA 02116
BD
CRD#: 30029
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(2/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/24/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 11/22/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 1/21/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/27/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

T&
TULLY & HOLLAND, INCORPORATED
TULLY & HOLLAND, INCORPORATED | ULIN & HOLLAND, INCORPORATED

CRD#: 30029 / SEC#: , 8-44691

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
501 Boylston Street 10th Floor, Boston, MA 02116
Mailing Address
501 Boylston Street 10th Floor, Boston, MA 02116
Phone number
(781) 239-2900
Established
Massachusetts since 02/07/1992
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TULLY, TIMOTHY WILLIAMPRESIDENT, CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER2779617

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TULLY & HOLLAND, INCORPORATED

CRD#: 30029Boston, MA 02116

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