DM
Donna L. Monda
CAPSTONE INVESTMENT GROUP
Olympia, WA 98502
Some features on this profile are disabled
CRD#: 6512199
DM
Professional summary
Donna L Monda, CFP®, who also goes by Donna Lee Carlson, is a registered financial advisor currently at CAPSTONE INVESTMENT GROUP located in Olympia, Washington.
Donna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Donna has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donna Lee Carlson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Family owned real estate LLCs; no commissions received
CRS (Client Relationship Summary) - RIA
Click below to view Donna L Monda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
June 20, 2023 - Present
CAPSTONE INVESTMENT GROUP
Office #1: 2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502RIA
CRD#: 159918
Olympia, WA
Past
June 11, 2015 - June 5, 2023
ADVISORS CRYPTO, INC.
RIA
CRD#: 109201
OLYMPIA, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPSTONE INVESTMENT GROUP
CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC
CRD#: 159918 / SEC#: 801-121820
RIA
Registered Investment Advisory firm - (7/22/2021 Approved)Arizona
Registered Investment Advisory firm - (12/8/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/10/2021 Terminated)Texas
Registered Investment Advisory firm - (8/9/2021 Terminated)Washington
Registered Investment Advisory firm - (4/7/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (12/8/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(11/16/2023)
IAR
Washington(6/20/2023)
Current Firm
CI
CAPSTONE INVESTMENT GROUP
CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC
CRD#: 159918 / SEC#: 801-121820
RIA
Registered Investment Advisory firm - (7/22/2021 Approved)Arizona
Registered Investment Advisory firm - (12/8/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/10/2021 Terminated)Texas
Registered Investment Advisory firm - (8/9/2021 Terminated)Washington
Registered Investment Advisory firm - (4/7/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (12/8/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502
Mailing Address
2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502
Phone number
(360) 570-9888
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,178 |
| AUM (Assets Under Management) | $ 152,420,481 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPSTONE INVESTMENT GROUP
CRD#: 159918Olympia, WA 98502TRUST BUT VERIFY
Monitor Donna Monda
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
