Gordon P. Pustina
Professional summary
Gordon Peter Pustina is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.
Gordon is registered as a RR (Registered Representative) and started their career in finance in 2016. Gordon has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gordon Peter Pustina's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2026 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202June 1, 2023 - April 27, 2026
RAYMOND JAMES & ASSOCIATES, INC.
May 26, 2023 - April 27, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 16, 2022 - April 27, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 16, 2022 - April 27, 2026
RAYMOND JAMES & ASSOCIATES, INC.
February 18, 2016 - May 17, 2022
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.