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LM

Luis Miranda

TRUIST ADVISORY SERVICES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6512016
LM

Professional summary

Luis Miranda, who also goes by Luis A Miranda, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Miami, Florida.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Luis has worked at 4 firms and has passed the Series 63, Series 31, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Luis A Miranda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: TOUCHDOWN INTERNATIONAL LLC Investment related: No Address: 711 Columbus, Ohio Nature of the other business: Mentorship related program to students In China. Position/Title/Relationship: Contractor Start Date: 01-Apr-2020 Approximate # of hours a month: 4-8 hours Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Mentor Students in program.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Miranda's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2025 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 777 Brickell Avenue Suite 547, Miami, FL 33131
RIA
CRD#: 283390
Miami, FL
Past

April 4, 2022 - March 14, 2025

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
Miami, FL
Past

March 29, 2022 - March 14, 2025

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Miami, FL
Past

March 29, 2022 - March 14, 2025

CITI PRIVATE ALTERNATIVES, LLC

BD
CRD#: 153777
Miami, FL
Past

October 17, 2018 - March 12, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Miami, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/12/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/6/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 4/19/2022
Futures Managed Funds Examination
General Industry/Product Exam
RR
SIE
Date: 10/18/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/2018
General Securities Representative Examination

Current Firm

TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)
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Contact information

Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)
TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts124,363
AUM (Assets Under Management)$ 67,736,740,585

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/24/2025
Cover Page
Report
03/28/2024
Cover Page
Report
04/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST ADVISORY SERVICES, INC.

CRD#: 283390Miami, FL 33131

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