Darren Wurz
CFP®Professional Summary
Darren Wurz, CFP® is a registered financial advisor currently at WURZ FINANCIAL SERVICES, LLC located in Cincinnati, Ohio. Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Darren has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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CAPITAL ADVISORY SERVICES, LLC
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
WURZ FINANCIAL SERVICES, LLC
Contact Information
Main Address
6904 Spring Valley Drive Suite 301, Holland, OH 43528Phone Number
(859) 291-9879# of Employees
7SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
449AUM (Assets Under Management)
$117,000,000Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WURZ FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(2/11/2025)
(2/10/2025)
(4/8/2025)
(7/10/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2015About the Series 6 examSimilar Advisors
CAPITAL ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Darren Wurz's CRS (Customer Relationship Summary).
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CAPITAL ADVISORY SERVICES, LLC