Darren Wurz
WURZ FINANCIAL SERVICES
CINCINNATI, OH 45202
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CRD#: 6511945
Professional summary
Darren Wurz, CFP® is a registered financial advisor currently at WURZ FINANCIAL SERVICES, LLC located in Cincinnati, Ohio.
Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Darren has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Darren Wurz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 10, 2024 - Present
WURZ FINANCIAL SERVICES, LLC
Office #1: 201 E 5th St Ste 2030, Cincinnati, OH 45202Office #2: 6904 Spring Valley Drive Ste. 301, Holland, OH 43528RIA
CRD#: 331608
CINCINNATI, OH
Past
July 22, 2019 - January 9, 2025
SCHMERGE EXECUTIVE PLANNING SERVICES, INC.
RIA
CRD#: 120059
Holland, OH
Past
June 2, 2017 - August 8, 2019
PROSPERITY WEALTH MANAGEMENT, INC.
RIA
CRD#: 174328
Covington, KY
Past
June 17, 2015 - December 31, 2020
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
Covington, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WURZ FINANCIAL SERVICES, LLC
WURZ FINANCIAL SERVICES, LLC
CRD#: 331608 / SEC#: 801-135149
RIA
Registered Investment Advisory firm - (1/20/2026 Approved)Florida
Registered Investment Advisory firm - (2/10/2026 Terminated)Kentucky
Registered Investment Advisory firm - (2/10/2026 Terminated)Louisiana
Registered Investment Advisory firm - (2/10/2026 Termination Requested)Michigan
Registered Investment Advisory firm - (2/10/2026 Termination Requested)Ohio
Registered Investment Advisory firm - (2/10/2026 Terminated)Texas
Registered Investment Advisory firm - (2/10/2026 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/11/2025)
IAR
Kentucky(2/10/2025)
IAR
Louisiana(4/8/2025)
IAR
Ohio(7/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WF
WURZ FINANCIAL SERVICES, LLC
WURZ FINANCIAL SERVICES, LLC
CRD#: 331608 / SEC#: 801-135149
RIA
Registered Investment Advisory firm - (1/20/2026 Approved)Florida
Registered Investment Advisory firm - (2/10/2026 Terminated)Kentucky
Registered Investment Advisory firm - (2/10/2026 Terminated)Louisiana
Registered Investment Advisory firm - (2/10/2026 Termination Requested)Michigan
Registered Investment Advisory firm - (2/10/2026 Termination Requested)Ohio
Registered Investment Advisory firm - (2/10/2026 Terminated)Texas
Registered Investment Advisory firm - (2/10/2026 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6904 Spring Valley Drive Suite 301, Holland, OH 43528
Mailing Address
Phone number
(859) 291-9879
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 449 |
| AUM (Assets Under Management) | $ 117,000,000 |
Red Flags
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Company Information
WURZ FINANCIAL SERVICES, LLC
CRD#: 331608Cincinnati, OH 45202TRUST BUT VERIFY
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