AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
NN

Nathaniel T. Nead

TAYLOR GREY
MERCER ISLAND, WA 98040
Some features on this profile are disabled
CRD#: 6511600
NN

Professional summary

Nathaniel Thomas Nead, who also goes by Nate Thomas Nead, Nate Nead, is a registered financial professional currently at TAYLOR GREY, INC. located in Mercer Island, Washington.

Nathaniel is registered as a RR (Registered Representative) and started their career in finance in 2015. Nathaniel has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 82 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nate Thomas Nead | Nate Nead

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathaniel Thomas Nead's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

TAYLOR GREY, INC.

Office #1: 7525 Se 24th Street Suite 630, Mercer Island, WA 98040
BD
CRD#: 308518
MERCER ISLAND, WA
Past

November 19, 2019 - January 2, 2025

FOUR POINTS CAPITAL PARTNERS LLC

BD
CRD#: 43149
RIDGEWOOD, NJ
Past

November 3, 2016 - April 24, 2019

RELIANCE WORLDWIDE INVESTMENTS, LLC

BD
CRD#: 143546
GURNEE, IL
Past

April 22, 2016 - May 31, 2016

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
WESTPORT, CT
Past

June 30, 2015 - October 28, 2016

MERIT SECURITIES, LLC

BD
CRD#: 165470
Tacoma, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/8/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 6/3/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82
Date: 6/30/2015
Limited Representative-Private Securities Offerings
SRO Registrations
RR
FINRA

Current Firm

TG
TAYLOR GREY, INC.
TAYLOR GREY, INC.

CRD#: 308518 / SEC#: , 8-70517

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3158 Scholarship, Newport Beach, CA 92612
Mailing Address
3158 Scholarship, Newport Beach, CA 92612
Phone number
(626) 241-0075
Established
California since 03/10/2020
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HUANG, HENRYCEO, CCO5902670
FIALA, ANGELA MARIAFINOP5163386

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAYLOR GREY, INC.

CRD#: 308518Mercer Island, WA 98040

TRUST BUT VERIFY

Monitor Nathaniel Nead

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Dale Thomas Miller
Dale MillerAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Moscow, ID
Alyssa Marie Jarman
Alyssa JarmanAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
BELLEVUE, WA
Gregg Michael Quinn
Gregg QuinnAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Redmond, WA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.