SG

Saralynn D. Golob

CHELSEA ADVISORY SERVICES
Lake Worth, FL 33467
Some features on this profile are disabled
CRD#: 6511241
SG

Professional summary


Saralynn Deer Golob, who also goes by Saralynn Suzanne Deer, Saralynn S Deer Golob, Saralynn Suzanne Deer Golob, Saralynn Deer Golob, Sari Deer Golob, is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Lake Worth, Florida and CHELSEA FINANCIAL SERVICES located in Lake Worth, Florida.

Saralynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Saralynn has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Saralynn Suzanne Deer | Saralynn S Deer Golob | Saralynn Suzanne Deer Golob | Saralynn Deer Golob | Sari Deer Golob

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Saralynn Deer Golob's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 11, 2020 - Present

CHELSEA ADVISORY SERVICES, INC

Office #1: 8401 Lake Worth Road Suite 226, Lake Worth, FL 33467
RIA
CRD#: 150791
Lake Worth, FL
Current

January 23, 2020 - Present

CHELSEA FINANCIAL SERVICES

Office #1: 8401 Lake Worth Road Suite 203, Lake Worth, FL 33467
BD
CRD#: 47770
Lake Worth, FL
Past

February 22, 2017 - January 30, 2020

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
WEST PALM BEACH, FL
Past

November 4, 2015 - January 30, 2020

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
WEST PALM BEACH, FL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CHELSEA ADVISORY SERVICES, INC
CHELSEA ADVISORY SERVICES, INC

CRD#: 150791 / SEC#: 801-112349

RIA
Registered Investment Advisory firm - (1/19/2018 Approved)
California
Registered Investment Advisory firm - (2/23/2018 Terminated)
Connecticut
Registered Investment Advisory firm - (1/25/2018 Terminated)
Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)
Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)
New Jersey
Registered Investment Advisory firm - (2/6/2018 Terminated)
New York
Registered Investment Advisory firm - (1/24/2018 Terminated)
Pennsylvania
Registered Investment Advisory firm - (1/25/2018 Terminated)
South Carolina
Registered Investment Advisory firm - (1/24/2018 Terminated)
Texas
Registered Investment Advisory firm - (1/24/2018 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/6/2020)
IAR
Florida
(2/11/2020)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CA
CHELSEA ADVISORY SERVICES, INC
CHELSEA ADVISORY SERVICES, INC

CRD#: 150791 / SEC#: 801-112349

RIA
Registered Investment Advisory firm - (1/19/2018 Approved)
California
Registered Investment Advisory firm - (2/23/2018 Terminated)
Connecticut
Registered Investment Advisory firm - (1/25/2018 Terminated)
Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)
Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)
New Jersey
Registered Investment Advisory firm - (2/6/2018 Terminated)
New York
Registered Investment Advisory firm - (1/24/2018 Terminated)
Pennsylvania
Registered Investment Advisory firm - (1/25/2018 Terminated)
South Carolina
Registered Investment Advisory firm - (1/24/2018 Terminated)
Texas
Registered Investment Advisory firm - (1/24/2018 Terminated)
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Contact information


Main Address
242 Main Street, Staten Island, NY 10307
Mailing Address
Phone number
(718) 967-8400
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts547
AUM (Assets Under Management)$ 147,350,970

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHELSEA ADVISORY SERVICES, INC

CRD#: 150791Lake Worth, FL 33467

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