Michael L. Kern
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Leo Kern III, who also goes by Michael Leo Kern, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2015. Michael had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2017 - January 17, 2024
CROSSMARK WEALTH MANAGEMENT, LLC
June 25, 2015 - January 17, 2024
CROSSMARK GLOBAL INVESTMENTS, INC.
June 23, 2015 - January 17, 2024
CROSSMARK DISTRIBUTORS, INC.
Primary Firm SEC Registration
CROSSMARK WEALTH MANAGEMENT, LLC
CRD#: 289004 / SEC#: 801-110915
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CROSSMARK WEALTH MANAGEMENT, LLC
CRD#: 289004 / SEC#: 801-110915
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 688 |
| AUM (Assets Under Management) | $ 1,108,305,354 |
Red Flags
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