Jeffery I. Ugbah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Ifeayin Ugbah, who also goes by Jeffery I Ugbah, Jeffery Ugbah, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 2016. Jeffery had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2022 - November 19, 2024
GALAXY DIGITAL PARTNERS LLC
September 28, 2020 - February 3, 2022
PJT PARTNERS LP
August 26, 2016 - September 28, 2020
EVERCORE GROUP L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/2/2022
General Securities Representative ExaminationCurrent Firm
GALAXY DIGITAL PARTNERS LLC
CRD#: 289605 / SEC#: , 8-70001
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
