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Jonathan Ensinger Antos

CRD# 6509963·Registered 2016 - 2019
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Ensinger Antos, who also goes by Johnny Ensinger Antos, Jonathan Antos, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 2016 - 2019. Jonathan had worked at 2 firms and has passed the Series 63, Series 7TO, Series 82TO, SIE and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Johnny Ensinger Antos, Jonathan Antos

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

CAPFI PARTNERS LLC·CRD# 113795
BD
New York, NY
November 28, 2018 - November 30, 2019
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
August 9, 2016 - November 30, 2017

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Current Firm

CP
CAPFI PARTNERS LLC

CAPFI PARTNERS LLC | K&Z PARTNERS, LLC | DAEDALUS MEDIA PARTNERS, LLC | CAPFI PARTNERS, LLC

CRD#: 113795 / SEC#: 8-53406
BD
Terminated by SEC on 09/16/2024

Contact Information

Main Address

230 East 50th Street Apt. 8d, New York, NY 10022

Phone Number

(202) 753-5100

Established

Delaware since 09/02/1998

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
KIMSEY, MARK JAMESMANAGING MEMBER/PRINCIPAL/CEO/CFO/CCO2042761
COLOMBO, DOUGLASFINANCIAL OPERATIONS PRINCIPAL1858351

Disclosures

Regulatory Event

3

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
New YorkERA - Withdrawn - Failed to Renew12/31/2024
VirginiaERA - Withdrawn - Failed to Renew12/31/2024

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2019About the Series 7TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2019About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2016About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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